www.sechistorical.org

Virtual Museum and Archive of the History of Financial Regulation

SEC HISTORICAL SOCIETY
Home > New in the Museum

New in the Museum

Listed below are materials that have been added to the virtual museum this month.

Papers
October 11, 1971
Memo from Paul F. McGuire, Special Securities Committee to the Board of Directors, Chicago Board of Trade on formation of an options exchange
[transcript] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
October 13, 1971
Letter from Irving M. Pollack, SEC Division of Trading and Markets to Milton H. Cohen, Schiff Hardin Waite Dorschel & Britton concerning Chicago Board of Trade's proposed options exchange
[transcript] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
October 14, 1971
Report from Owen H. Nichols, Executive Committee to the Board of Directors, Chicago Board of Trade on implementation of a securities options market
[image] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
June 1, 1972
Report of the SEC Advisory Committee on Enforcement Policies and Practices (Wells Committee Report)

(Courtesy of Robert Knuts)

1973
Chicago Board of Trade: Summary of Proposed Options Exchange Bylaws & Rules Regarding Membership Qualifications and Requirements for Various Forms of Participation
[transcript] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
October 16, 1974
Agreement between the American Stock Exchange and the Chicago Board Options Exchange on plan for reporting of option last sale price information
[image] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
March 2, 1976
Minutes of Meeting of the Chicago Board Options Exchange Facilities and Systems Committee
[transcript] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
April 29, 1976
Money Maker Report on the Issue of Tape Racing, submitted to the Board of Directors of the Chicago Board Options Exchange by the CBOE Market Maker Association
[transcript] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
October 12, 1976
Letter from Gerald Tellefsen, Booz Allen & Hamilton to Facilities and Systems Committee, Chicago Board Options Exchange with draft overview of systems trends in the securities industry
[image] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
November 16, 1976
Letter from Joseph Sullivan, Chicago Board Options Exchange to Robert Plotkin, Federal Reserve requesting intepretation or adoption of an amendment to the specialist's account provisions of Regulations T and U
[image] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
December 3, 1976
Memo from Lee Ponton to Bob Barr with functional description of CBOE Trading Procedure Department
[image] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
December 22, 1976
Draft letter from Chicago Board Options Exchange to SEC Commission on CBOE's preparation for put trading
[image] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
December 27, 1976
Draft statement of Joseph Sullivan, Chicago Board Options Exchange regarding Federal Reserve Board margin proposal
[image] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
January 4, 1977
Letter from the Chicago Board Options Exchange to Lee Pickard, requesting SEC approval of its request for expansion of options classes
[transcript] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
August 1, 1977
Letter from Joseph Sullivan, Chicago Board Options Exchange to George Fitzsimmons, SEC Secretary on SEC release revising rules governing the dissemination of quotations for securities
[image] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
August 10, 1977
Letter from Joseph Sullivan, Chicago Board Options Exchange to George Fitzsimmons, SEC Secretary responding to SEC release on proposed rules dealing with securities transactions by members of national securities exchanges
[image] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
October 20, 1977
Memo from Joseph Sullivan to Board of Directors, Chicago Board Options Exchange with set of SEC options releases of October 18, 1977
[transcript] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
October 27, 1977
Draft memo to the Chicago Board Options Exchange membership on SEC options proceedings
[transcript] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
September 1978
Report of the Special Governance Committee to the Board of Directors, Chicago Board Options Exchange
[image] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
November 19, 1979
Letter from Mark J. Riedy, Mortgage Bankers Association of America to SEC Chairman Harold M. Williams endorsing end of SEC moratorium on expanded options trading
[transcript] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
February 1980
Report of the Chicago Board Options Exchange Business Conduct Committee
[transcript] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
February 26, 1980
Minutes of the Meeting of the Floor Procedure Committee, Chicago Board Options Exchange
[image] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
November 16, 1981
Letter from Walter Auch, Chicago Board Options Exchange to Leslie Rosenthal and Robert Wilmouth, Chicago Board of Trade on relations between the CBOE and CBT
[transcript] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
November 18, 1981
Letter from Leslie Rosenthal, Chicago Board of Trade to CBT members on relations between the CBT and CBOE
[transcript] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
February 21, 1982
Chicago Board Options Exchange press release on opening of new facility
[transcript] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
September 7, 1982
Memo from the Business Conduct Committee to the Board of Directors, Chicago Board Options Exchange on competing market maker system
[image] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
September 23, 1982
Memo from Charles Henry to Walter Auch and Lawrence Blum, Chicago Board Options Exchange on NASD's proposal to trade stock options
[image] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
October 11, 1984
Report of the Organizational Task Force, Chicago Board Options Exchange
[image] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
October 22, 1984
"For Your Eyes Only" Memo from Walter Auch to Chicago Board Options Exchange Directors for October 31 meeting
[image] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
May 30, 2007
Memo from the Office of the Chairman to the Chicago Board Options Exchange Members on agreement with IntercontinentalExchange (ICE)
[image] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)
Photos
1990s
Diane Sanger
Oral Histories
08 January 2010

Brandon Becker

With Dr. Kenneth Durr

05 January 2010

William Brodsky

With Dr. Kenneth Durr

(copyright) 2002-2010 Securities and Exchange Commission Historical Society

Terms of Use | Privacy Policy