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Papers

• pre1930s
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• 1990s
• 2000s
• 2010s

February 27, 1978

Accounting Practices: Oil and Gas Producers - Financial Accounting Standards, Comments of the U.S. Department of Justice

[image] (pdf) (JT Ball Collection, University of Mississippi)

March 1978

The Securities Acts and Independent Auditors: What Did Congress Intend? - Jeremy Wiesen

[image] (pdf) (Courtesy of the American Institute of Certified Public Accountants)

March 3, 1978

"The State of the Securities and Exchange Commission - 1978" - Address by SEC Chairman Harold M. Williams to The SEC Speaks in 1978

[transcript] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

March 18, 1978

"The Limitations of Government Regulation" - Address by SEC Commissioner Roberta S. Karmel to the 20th U.S. Air Force Academy Assembly

[image] (pdf) (Government Records)

March 20, 1978

"The Resolution of Broker-Dealer Conflicts of Interest in Market Executions" - Address by SEC Commissioner Roberta S. Karmel to the Securities Industry Association Compliance and Legal Seminar

[image] (pdf) (Government Records)

March 23, 1978

Letter from President Carter to SEC Chairman Harold Williams on new Executive Order to improve government regulations

[transcript] (pdf) (Courtesy of the Jimmy Carter Library and Museum)

March 27, 1978

Note from Chief Justice Warren Burger to Justice William Brennan on SEC v. Sloan

[image] (pdf) (Thurgood Marshall Papers, courtesy Library of Congress)

March 27, 1978

Note from Justice William Brennan to Chief Justice Warren Burger on SEC v. Sloan

[image] (pdf) (Thurgood Marshall Papers, courtesy Library of Congress)

March 28, 1978

Letter from Robert Hall, New York Stock Exchange to Andrew Klein, SEC on electronic communication system

[image] (pdf) (Courtesy of the National Archives and Records Administration)

April 1978

SEC Release: SEC and Comptroller of the Currency v. The National Bank of Georgia, The Calhoun First National Bank and T. Bertram Lance

[transcript] (pdf) (Courtesy of the Jimmy Carter Library and Museum)

April 12, 1978

Letter from SEC Chairman Harold Williams to President Carter on new Executive Order to improve government regulations

[transcript] (pdf) (Courtesy of the Jimmy Carter Library and Museum)

April 18, 1978

Letter from Robert W. Doty to Jack Watson on AICPA non-support for proposed SEC regulatory authority over securities transactions by state and local governments

[image] (pdf) (Courtesy of the Jimmy Carter Library and Museum)

April 19, 1978

Response of the Financial Accounting Standards Board and Financial Accounting Foundation to inquiry from Senator Thomas Eagleton

[image] (pdf) (JT Ball Collection, University of Mississippi)

April 20, 1978

Letter from Lloyd Feller, SEC to Robert Hall, New York Stock Exchange on Intermarket Trading System (ITS)

[image] (pdf) (Courtesy of the National Archives and Records Administration)

April 24, 1978

Financial Accounting Standards Board letter to SEC Chaiman Harold Williams with materials on improving accounting standards

[image] (pdf) (JT Ball Collection, University of Mississippi)

May 1, 1978

"The Role of the Director in Corporate Accountability" - Address by SEC Chairman Harold M. Williams to the Economic Club of Detroit

[image] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

May 2, 1978

Letter from U.S. Ambassador Marvin L. Warner to SEC Chairman Harold Williams on visit of SEC Commissioner Irving Pollack to the American Embassy in Switzerland

[image] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

May 6, 1978

Note from Chief Justice Warren Burger to Justice William Rehnquist in support of SEC v. Sloan

[image] (pdf) (Harry A. Blackmun Papers, courtesy Library of Congress)

May 8, 1978

"Progress Toward Professional Self-Governance: An Update" - Address by SEC Chairman Harold M. Williams to the AICPA Council

[image] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

May 9, 1978

Florida House of Representatives: Staff Report PCB 39 - Chapter 517 - The Florida Securities Act

[image] (pdf) (Courtesy of Donald Rett, former Director, Florida Division of Securities; and former SEC Trial Attorney)

May 15, 1978

Letter from Milton H. Cohen to Andrew M. Klein, Director, SEC Division of Market Regulation with suggestions for improving Rule 19b-4

[transcript] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

May 17, 1978

"A Challenge to Mutual Funds" - Address by SEC Chairman Harold M. Williams to the Investment Company Institute

[transcript] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

May 17, 1978

Statement of the Honorable Harold M. Williams, Chairman of the Securities and Exchange Commission, before the Subcommittee on Financial Institutions of the Committee on Banking, Housing and Urban Affairs, U .S. Senate

[image] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

May 19, 1978

Memo from James Frey to President Carter on Securities Investor Protection Act Amendments

[image] (pdf) (Courtesy of the Jimmy Carter Library and Museum)

May 20, 1978

Memo from Stuart Eizenstat to President Carter on Securities Investor Protect Act Amendments

[image] (pdf) (Courtesy of the Jimmy Carter Library and Museum)

May 24, 1978

"Judicial Dialogues on the Securities Laws" - Address by SEC Commissioner Roberta S. Karmel to the Northwest State-Federal-Provincial Cooperative Securities Conference

[image] (pdf) (Government Records)

May 24, 1978

Letter from Kenneth I. Rosenblum, Midwest Stock Exchange, to Harvey Pitt, SEC General Counsel on complaint filed by options market makers against the exchange and Michael Tobin

[transcript] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

May 30, 1978

Letter from U.S. Representative James Collins to President Carter on selection of new SEC Commissioner

[image] (pdf) (Courtesy of the Jimmy Carter Library and Museum)

June 1, 1978

"The Role of the Corporate Secretary in Promoting Corporate Accountability" - Address by SEC Chairman Harold M. Williams to the American Society of Corporate Secretaries

[transcript] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

June 6, 1978

Letter from Senator Herman Talmadge to Frank B. Moore in support of re-appointment of John R. Evans as SEC Commissioner

[image] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

June 9, 1978

"SEC Influence on Corporate Ethics and Governance," Address by SEC Commissioner John R. Evans to Southwest Assembly on Corporate Ethics and Governance, Southern Methodist University

[image] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

June 12, 1978

Letter from William Batten, New York Stock Exchange to Ralph Gerson, Office of Ambassador Strauss with NYSE "Public Attitudes Toward Investing" report

[image] (pdf) (Courtesy of the Jimmy Carter Library and Museum)

June 13, 1978

Letter from Wallace F. Bennett to President Carter in support of the re-appointment of John Evans to the SEC Commission

[document] (pdf) (Courtesy of the estate of John Evans)

June 14, 1978

Letter from John E. Horne to President Carter in support of the re-appointment of John Evans to the SEC Commission

[document] (pdf) (Courtesy of the estate of John Evans)

June 14, 1978

Letter from SEC Commissioner Philip A. Loomis, Jr. to President Carter in support of re-appointment of John R. Evans as SEC Commissioner

[image] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

June 15, 1978

"The National Market System: A Status Report" - Address by SEC Chairman Harold M. Williams to the FBA/CCH National Market System Conference

[image] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

June 16, 1978

"Reflections on the Revolving Door" - Speech by SEC Commissioner Roberta S. Karmel before the Federal Bar Association - Securities Law Committee

[image] (pdf) (Government Records)

June 19, 1978

"The Emerging Responsibilities of the Internal Auditor" - Address by SEC Chairman Harold M. Williams to the Institute of Internal Auditors

[image] (pdf) (Government Records)

June 20, 1978

Letter from Joseph L. Grant, SEC Atlanta Assistant Regional Administrator, to SEC Commissioner John Evans in support of Mr. Evans's re-appointment to the SEC Commission

[document] (pdf) (Courtesy of the estate of John Evans)

June 21, 1978

Letter from David G. Taylor, Continental Bank, to Tim Kraft, Special Assistant to the President, in support of the re-appointment of John Evans to the SEC Commission

[document] (pdf) (Courtesy of the estate of John Evans)

June 21, 1978

Memo from James Gammill to Stuart Eizenstat on meeting with SEC Chairman Harold Williams

[image] (pdf) (Courtesy of the Jimmy Carter Library and Museum)

June 22, 1978

Letter from SEC Chairman Harold Williams to Joseph Sullivan, Chicago Board Options Exchange on standardized options trading

[image] (pdf) (Courtesy of the National Archives and Records Administration)

June 23, 1978

Letter from SEC Chairman Harold Williams to William Batten, New York Stock Exchange on Intermarket Trading Systems (ITS)

[image] (pdf) (Courtesy of the National Archives and Records Administration)

June 28, 1978

Letter from Sterling D. Colton to President Carter in support of the re-appointment of John Evans to the SEC Commission

[document] (pdf) (Courtesy of the estate of John Evans)

July 1, 1978

SEC Report to Congress on the Accounting Profession and the Commission's Oversight Role

[image] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

July to August 1978

U.S. Securities and Exchange Commission Employee News

[document] (pdf) (Courtesy of Theodore Levine)

July 10, 1978

Morgan Stanley Technical Market Comment, by John A. Mendelson

[image] (pdf) (Courtesy of the Jimmy Carter Library and Museum)

July 11, 1978

Letter from William D. Moran to President Carter in support of the re-appointment of John Evans to the SEC Commission

[document] (pdf) (Courtesy of the estate of John Evans)

July 14, 1978

Letter from Philip J. Lo Bue, Pacific Stock Exchange, to Andrew M. Klein, Director, SEC Division of Market Regulation with comments on guidelines for replacement of involuntarily delisted options classes

[transcript] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

July 17, 1978

Letter from ICC Commissioner Charles L. Clapp to SEC Commissioner John R. Evans

[image] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

July 19, 1978

List of attendees for meeting between Ambassador Robert Strauss's office and members of the securities industry

[image] (pdf) (Courtesy of the Jimmy Carter Library and Museum)

August 1, 1978

Letter from S. Lee Kling to Stephen Anbinder, Dillon Read & Co. requesting anti-inflation measures

[transcript] (pdf) (Courtesy of the Jimmy Carter Library and Museum)

August 8, 1978

"Corporate Accountability and the Lawyer's Role" - Address by SEC Chairman Harold M. Williams to the American Bar Association

[image] (pdf) (Government Records)

August 21, 1978

Letter from Roger Smith, General Motors to S. Lee Kling supporting deceleration of inflation

[image] (pdf) (Courtesy of the Jimmy Carter Library and Museum)

August 22, 1978

"The Changing World of the Accountant: Where the Next Steps Should Lead" - Address by SEC Chairman Harold M. Williams to the American Accounting Association

[image] (pdf) (Government Records)

August 23, 1978

Letter from Harvey L. Pitt to SEC Commissioner John R. Evans

[image] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

September 1978

Report of the Special Governance Committee to the Board of Directors, Chicago Board Options Exchange

[image] (pdf) (Courtesy of the Chicago Board Options Exchange Archives)

September 12, 1978

Letter from Senator William Proxmire to President Carter in support of re-appointment of John R. Evans as SEC Commissioner

[image] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

September 24, 1978

"The SEC as a Developmental Agency" - Address by SEC Commissioner Roberta S. Karmel to the National Securities Traders Association

[image] (pdf) (Government Records)

September 26, 1978

"Egalitarianism and Market Systems" - Address by SEC Chairman Harold M. Williams, Columbia University/McGraw-Hill Lectures in Business and Society

[image] (pdf) (Government Records)

September 30, 1978

44th Annual Report of the Securities and Exchange Commission

[image] (pdf) (Government Records)

October 2, 1978

Memo from James Frey to President Carter on HR 11567: SEC appropriations

[image] (pdf) (Courtesy of the Jimmy Carter Library and Museum)

October 5, 1978

SEC Should Strengthen its Inspection Oversight of the National Association of Securities Dealers - Report by the U.S. Comptroller General

[image] (pdf) (Courtesy of the Library of Congress)

October 9, 1978

"Current Problems in Financial Reporting and Internal Controls" - Address by SEC Chairman Harold M. Williams to the Financial Executives Institute International Conference

[image] (pdf) (Government Records)

October 19, 1978

Remarks by Under Secretary of the Treasury Anthony Solomon to the Public Securities Association

[image] (pdf) (Courtesy of the Jimmy Carter Library and Museum)

October 20, 1978

"What Should Be the Role of the SEC in the Public Securities Markets?" - Address by SEC Commissioner Roberta S. Karmel to the Public Securities Association

[image] (pdf) (Government Records)

October 27, 1978

Joint Submission of Chicago Board Options Exchange and Midwest Stock Exchange to SEC Chairman Harold M. Williams on the proposed combination of Midwest's stock options program with that of CBOE

[image] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

November 3, 1978

"Audit Committees - The American Experience," Address by SEC Commissioner Philip A. Loomis, Jr. to The Institute of Chartered Accountants in England and Wales

[image] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

November 3, 1978

"SEC Corporate Governance Proposals: An Update," Address by SEC Commissioner John R. Evans to Santa Barbara Conference, American Society of Corporate Secretaries

[image] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

November 10, 1978

Letter from Milton H. Cohen, Schiff Hardin & Waite, to the SEC in support of the Chicago Board Options Exchange's position on the New York Stock Exchange's creation of an options market

[image] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

November 14, 1978

Transcript of exit interview with Jim Fallows, by Lee Johnson

[image] (pdf) (Courtesy of the Jimmy Carter Library and Museum)

November 20, 1978

Letter from Sarah Weddington to SEC Commissioner Roberta Karmel on appointment to Interdepartmental Task Force on Women

[transcript] (pdf) (Courtesy of the Jimmy Carter Library and Museum)

November 22, 1978

Thank-you letter from Sarah Weddington to SEC Chairman Harold Williams on nominations of Roberta Karmel and Amy Goodman to Interdepartmental Task Force on Women

[transcript] (pdf) (Courtesy of the Jimmy Carter Library and Museum)

December 1978

NASD Newsletter

[image] (pdf) (Courtesy FINRA)

December 1978

The New York Stock Exchange & The National Market System

[image] (pdf) (All rights are owned exclusively by NYSE Euronext (copyright) 2009 NYSE Euronext. All Rights Reserved, courtesy New York Stock Exchange Archives)

December 8, 1978

"Improving the Accounting Profession: A Shared Responsibility," Address by SEC Commissioner John R. Evans to 8th Annual SEC Conference, Florida Institute of Certified Public Accountants

[image] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

December 22, 1978

Report of the SEC's Special Study of the Options Market

(Courtesy of Stuart Kaswell)

• Letter of Transmittal, Acknowledgements and Staff Listing [image] (pdf)
• Glossary of Terms [image] (pdf)
• Table of Contents [image] (pdf)
• Chapter I - Introduction - Part 1 [image] (pdf)
• Chapter I - Introduction - Part 2 [image] (pdf)
• Chapter I - Introduction - Part 3 [image] (pdf)
• Chapter II - Fundamentals of Exchange Traded Options - Part 1 [image] (pdf)
• Chapter II - Fundamentals of Exchange Traded Options - Part 2 [image] (pdf)
• Chapter II - Fundamentals of Exchange Traded Options - Part 3 [image] (pdf)
• Chapter III - The Use of Options by Professional Traders - Part 1 [image] (pdf)
• Chapter III - The Use of Options by Professional Traders - Part 2 [image] (pdf)
• Chapter III - The Use of Options by Professional Traders - Part 3 [image] (pdf)
• Chapter IV - Self-Regulatory Organization Surveillance of the Standardized Options Markets - Part 1 [image] (pdf)
• Chapter IV - Self-Regulatory Organization Surveillance of the Standardized Options Markets - Part 2 [image] (pdf)
• Chapter IV - Self-Regulatory Organization Surveillance of the Standardized Options Markets - Part 3 [image] (pdf)
• Chapter IV - Self-Regulatory Organization Surveillance of the Standardized Options Markets - Part 4 [image] (pdf)
• Chapter V - Options Selling Practices - Part 1 [image] (pdf)
• Chapter V - Options Selling Practices - Part 2 [image] (pdf)
• Chapter V - Options Selling Practices - Part 3 [image] (pdf)
• Chapter V - Options Selling Practices - Part 4 [image] (pdf)
• Chapter V - Options Selling Practices - Part 5 [image] (pdf)
• Chapter V - Options Selling Practices - Part 6 [image] (pdf)
• Chapter V - Options Selling Practices - Part 7 [image] (pdf)
• Chapter V - Options Selling Practices - Part 8 [image] (pdf)
• Chapter VI - Self-Regulatory Organization Oversight of Retail Firms and Their Associated Persons - Part 1 [image] (pdf)
• Chapter VI - Self-Regulatory Organization Oversight of Retail Firms and Their Associated Persons - Part 2 [image] (pdf)
• Chapter VI - Self-Regulatory Organization Oversight of Retail Firms and Their Associated Persons - Part 3 [image] (pdf)
• Chapter VI - Self-Regulatory Organization Oversight of Retail Firms and Their Associated Persons - Part 4 [image] (pdf)
• Chapter VI - Self-Regulatory Organization Oversight of Retail Firms and Their Associated Persons - Part 5 [image] (pdf)
• Chapter VI - Self-Regulatory Organization Oversight of Retail Firms and Their Associated Persons - Part 6 [image] (pdf)
• Chapter VII - Financial Regulation in the Options Markets - Part 1 [image] (pdf)
• Chapter VII - Financial Regulation in the Options Markets - Part 2 [image] (pdf)
• Chapter VII - Financial Regulation in the Options Markets - Part 3 [image] (pdf)
• Chapter VII - Financial Regulation in the Options Markets - Part 4 [image] (pdf)
• Chapter VII - Financial Regulation in the Options Markets - Part 5 [image] (pdf)
• Chapter VII - Financial Regulation in the Options Markets - Part 6 [image] (pdf)
• Chapter VII - Financial Regulation in the Options Markets - Part 7 [image] (pdf)
• Chapter VIII - Issue of Structure in the Standardized Option Markets - Part 1 [image] (pdf)
• Chapter VIII - Issue of Structure in the Standardized Option Markets - Part 2 [image] (pdf)
• Chapter VIII - Issue of Structure in the Standardized Option Markets - Part 3 [image] (pdf)
• Chapter VIII - Issue of Structure in the Standardized Option Markets - Part 4 [image] (pdf)
• Chapter VIII - Issue of Structure in the Standardized Option Markets - Part 5 [image] (pdf)
• Chapter VIII - Issue of Structure in the Standardized Option Markets - Part 6 [image] (pdf)
• Chapter VIII - Issue of Structure in the Standardized Option Markets - Part 7 [image] (pdf)
• Chapter VIII - Issue of Structure in the Standardized Option Markets - Part 8 [image] (pdf)
• Chapter VIII - Issue of Structure in the Standardized Option Markets - Part 9 [image] (pdf)
• Chapter VIII - Issue of Structure in the Standardized Option Markets - Part 10 [image] (pdf)
• Chapter VIII - Issue of Structure in the Standardized Option Markets - Part 11 [image] (pdf)
• Chapter VIII - Tables and Graphs [image] (pdf)

December 28, 1978

Letter from Stephen Friedman, Department of the Treasury to Arnold Miller concerning upcoming meeting with Bill Greenough for SEC Commission

[image] (pdf) (Courtesy of the Jimmy Carter Library and Museum)

1979

NASD Annual Report

[image] (pdf) (Courtesy FINRA)

1979

NASD Notices to Members

(Courtesy of FINRA)

• January - February [image] (pdf)
• March - May [image] (pdf)
• June - July [image] (pdf)
• August [image] (pdf)
• September - December [image] (pdf)

1979

National Securities Clearing Corporation Annual Report

[image] (pdf) (Courtesy of and made possible through the support of The Depository Trust & Clearing Corporation)

1979

The Depository Trust Company Annual Report

[image] (pdf) (Courtesy of and made possible through the support of The Depository Trust & Clearing Corporation)

1979

Welcome to the Securities and Exchange Commission, for prospective staff

[image] (pdf) (Courtesy of Stuart Kaswell)

January 4, 1979

Letter from James Buck, New York Stock Exchange, to George Fitzimmons, SEC Secretary on the NYSE proposal to enter the options trading market

[transcript] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

January 9, 1979

"The Accounting Profession: Responses to an Environment of Change" - Address by SEC Chairman Harold M. Williams to the AICPA

[image] (pdf) (Government Records)

January 12, 1979

Statement of Meeting of the Municipal Securities Rulemaking Board with the SEC

[transcript] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

January 15, 1979

Letter from SEC Chairman Harold Williams to Gary Seevers, Commodity Futures Trading Commission, on registration of futures associations

[transcript] (pdf) (Courtesy of the National Archives and Records Administration)

January 17, 1979

"Disclosure Policy and the Public Interest" - Remarks by SEC Commissioner Roberta Karmel to the New York Regional Group, American Society of Corporate Secretaries

[image] (pdf) (Government Records)

January 17, 1979

Letter from Gabriel Danihel, SEC to President Carter

[image] (pdf) (Courtesy of the Jimmy Carter Library and Museum)

January 18, 1979

"Corporate Accountability - One Year Later" - Address by SEC Chairman Harold M. Williams to Securities Regulation Institute

[image] (pdf) (Government Records)

January 26, 1979

"Emerging Isues Concerning Administrative Procedures" - Address by SEC Commissioner Roberta S. Karmel in San Francisco

[image] (pdf) (Government Records)

February 2, 1979

Letter from Scott Lager, Chicago Board Options Exchange, to Michael Maloney, Assistant Director, SEC Division of Market Regulation on options trading closing

[transcript] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

February 21, 1979

Letter from Elkins Wetherill, Philadelphia Stock Exchange, to George Fitzsimmons, SEC Secretary on standardized options trading

[transcript] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

February 23, 1979

"Jurisdictional Concerns in Securities Law Enforcement" - Remarks by SEC Commissioner Roberta S. Karmel to Federal Bar Council

[image] (pdf) (Government Records)

February 27, 1979

Memorandum prepared by Janet R. Zimmer, Special Counsel, SEC Division of Market Regulation on options closing hours and closing rotations

[transcript] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

February 28, 1979

"The SEC, the Accounting Profession, and Self-Regulation," Address by SEC Commissioner John R. Evans as part of the Distinguished Speaker Series, Department of Accounting, University of Kentucky

[image] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)

March 2, 1979

Letter from Gerald E. Boltz to President Carter in support of the re-appointment of John Evans to the SEC Commission

[document] (pdf) (Courtesy of the estate of John Evans)

March 2, 1979

Letter from Walter D. Vinyard, Jr. to Peggy Rainwater, Presidential Personnel Office, in support of the re-appointment of John Evans to the SEC Commission

[document] (pdf) (Courtesy of the estate of John Evans)

March 2, 1979

Williams, SEC Chairman Harold M., "The State of the Securities and Exchange Commission," to The SEC Speaks, Practising Law Institute

[document] (pdf) (Courtesy of Theodore A. Levine)

March 30, 1979

Letter from SEC Chairman Harold M. Williams to Bernard Martin, Office of Management and Budget, on the draft "Paperwork Reduction" bill

[image] (pdf) (Courtesy of the estate of John R. Evans; made possible through a gift from Quinton F. Seamons)