www.sechistorical.org

Photos

• pre1930s
• 1930s
• 1940s
• 1950s
• 1960s
• 1970s
• 1980s
• 1990s
• 2000s
• 2010s

1990s

Diane Sanger

Associate General Counsel, SEC Office of General Counsel

1990s

Michael Sutton

1990

SEC Commission

Philip R. Lochner, Jr., Edward H. Fleischman, Richard C. Breeden and Mary L. Schapiro

January 1990

SEC Meeting with the Ministry of Finance of Japan

(seated, left to right) John Hartzel, U.S. Treasury; Richard Ketchum, Richard C. Breeden and Linda Quinn; (standing, center) Michael Mann

(Courtesy of Michael Mann )

June 1990

James Doty at the Berlin Wall

(Courtesy of Michael Mann )

June 21, 1990

Founding of the Budapest Stock Exchange in the Parliament of the Republic of Hungary

Richard Ketchum, J. Carter Beese, William Hyman, Richard C. Breeden, Linda Quinn, Michael Mann, James Doty and Gary Fendler

(Courtesy of Michael Mann )

June 21, 1990

SEC Commission and Staff outside the Budapest Stock Exchange

Gary Fendler, J. Carter Beese, William Hyman, Richard C. Breeden, Richard Ketchum, Michael Mann, James Doty and Linda Quinn

(Courtesy of Michael Mann )

October 1990

SEC Commission

Philip R. Lochner, Jr., Edward H. Fleischman, Richard C. Breeden), Mary L. Schapiro and Richard Y. Roberts

Early 1990s

SEC Commission and Staff in Red Square, Beijing

James Doty, Barbara Greene, Richard C. Breeden, Linda Quinn and Michael Mann

(Courtesy of Michael Mann )

1991

SEC Commission with Senior Staff

Philip R. Lochner, Edward H. Fleischman, Richard C. Breeden, Mary L. Schapiro and Richard Y. Roberts

December 1992

SEC Commission

J. Carter Beese, Mary L. Schapiro, Richard C. Breeden and Richard Y. Roberts

1993

SEC Commission

J. Carter Beese, Mary L. Schapiro, Arthur Levitt and Richard Y. Roberts

1994

SEC Commission

J. Carter Beese, Mary L. Schapiro Arthur Levitt, Richard Y. Roberts and Steven Wallman (far right)

1995

Chicago Board Options Exchange

(Courtesy of Chicago Board Options Exchange )

November 28, 1995

Signing of Memorandum of Understanding on Regulatory Examination of Broker-Dealers

December 12, 1995

SEC Commission with Division Directors and Office Heads

(seated) Steven Wallman and Arthur Levitt; (standing, left to right) Victor Tynes, Nancy Smith, Paul Maco, Michael Mann, William McLucas, Linda Quinn, Barry Barbash, Simon Lorne, James McConnell, Carrie Dwyer, Lori Richards, Walter Stachnik, Michael Schlein, Michael Sutton, Jonathan Katz, Richard Lindsey and Richard Walker

1996

SEC Commission with Senior Staff

1997

Paul R. Carey

November 11, 1997

Annual Meeting of Coopers & Lybrand National Accounting, Auditing and SEC Consulting Partners

(front row) J. Stephen Larimore, Robert L. Anthony, George P. Fritz, John M. Hollenbeck, Michael A. Johns, Diana Cravotta, Frederick J. Elmy, Tania Chebli; (middle row) Raymond L. Dever, John T. Buckley, Jean W. Horton, James F. Harrington, Randall J. Vitray, Stephen J. Lis, Edward J. Kerans; (back row) Nelson W. Dittmar, Jr., David Goodrich, Len Gatti, Brett E. Cohen, Thomas C. Wertheimer, Lawrence Salva, Ray Wilson, (unidentified)

(Courtesy of George P. Fritz )

1998

Eric Summergrad

Deputy Solicitor, SEC Office of General Counsel

(Courtesy of the estate of Eric Summergrad )

1998

William Brodsky (left) and U.S. Senator Christopher Dodd

(Courtesy of Chicago Board Options Exchange )

November 10, 1998

Annual Meeting of PricewaterhouseCoopers National Accounting, Auditing and SEC Consulting Partners

(front row) Randall J. Vitray, Larry Kunkler, Stephen J. Lis, Gail H. Handley, Deidre D. Schiela, James F. Harrington, David B. Kaplan; (middle row) Gary F. Dornbush, Brett E. Cohen, Barry Robbins, Greg Kozich, Robert W. Conklin, Robert H. Herz, Richard A. Muir, Douglas G. Tanner, Lawrence N. Dodyk, John M. Hollenbeck; (back row) Samuel J. Martin, John W. Gribble, Jean W. Horton, Clark Chandler, Clair M. Raubenstine, (unidentified), George P. Fritz, (unidentified), David Goodrich

(Courtesy of George P. Fritz )

1999

SEC Commission

Paul R. Carey, Norman S. Johnson, Arthur Levitt, Isaac C. Hunt, Jr. and Laura S. Unger