www.sechistorical.org

Programs

• 2001
• 2002
• 2003
• 2004
• 2005
• 2006
• 2007
• 2008
• 2009
• 2010
• The Best of NERA

12 records in this section.

11 November 2004

Fireside Chat - Business Recovery Requirements for Clearance and Settlement Organizations in Light of September 11th

Moderator: Donald Langevoort

Presenter(s): Donald Donahue, Richard Nesson

• audio (mp3)
• edited transcript (pdf)

21 September 2004

Fireside Chat - Forensic Accounting

Moderator: Donald Langevoort

Presenter(s): James Barratt, Ernest Ten Eyck

• audio (mp3)
• edited transcript (pdf)

13 September 2004

Roundtable on Ivan Boesky

Moderator: Daniel Hawke, Jonathan Katz

Presenter(s): Charles Carberry, Gary Lynch, Robert McCaw, Harvey Pitt, Therese Pritchard, Peter Sonnenthal, John Sturc, Leonard Wang

• audio - Tape 1, Part 1 (edited) (wma)
• audio - Tape 1, Part 2 (wma)
• audio - Tape 1, Part 3 (wma)
• audio - Tape 1, Part 4 (wma)
• audio - Tape 2, Part 1 (wma)
• audio - Tape 2, Part 2 (wma)
• audio - Tape 2, Part 3 (wma)
• audio - Tape 2, Part 4 (wma)
• audio - Tape 2, Part 5 (wma)
• edited transcript (pdf)

27 July 2004

The Best of NERA 2004

Moderator: Theresa Gabaldon

Presenter(s): Jeffrey Baliban, Elaine Buckberg, Paul Hinton

• audio (mp3)
• edited transcript (pdf)

22 June 2004

Fireside Chat - State Securities Regulation

Moderator: Donald Langevoort

Presenter(s): Christine Bruenn

• audio (mp3)
• edited transcript (pdf)

08 June 2004

The SEC - A New Era

Presenter(s): Paul Sarbanes

• audio (mp3)
• edited transcript (pdf)

03 June 2004

Joseph P. Kennedy - First Chairman of the U.S. Securities and Exchange Commission (Fifth Annual Meeting)

Presenter(s): Doris Kearns Goodwin

• audio (mp3)
• edited transcript (pdf)

02 June 2004

Roundtable of SEC Chairmen

Moderator: David Ruder

Presenter(s): Richard Breeden, C. Bradford Cook, Roderick Hills, Arthur Levitt

• video - Part 1 (wmv)
• video - Part 2 (wmv)
• video - Part 3 (wmv)
• video - Part 4 (wmv)
• video - Part 5 (wmv)
• video - Part 6 (wmv)
• video - Part 7 (wmv)
• video - Part 8 (wmv)
• edited transcript (pdf)

20 April 2004

Fireside Chat - Municipal Securities Regulation

Moderator: Donald Langevoort

Presenter(s): Michael McCarthy, Christopher Taylor

• audio (mp3)
• edited transcript (pdf)

15 April 2004

Self-Regulation and the Exchanges

Moderator: Alger Chapman

Presenter(s): William Brodsky, Gordon Macklin, William Morton, Donald Stone

• audio (mp3)
• edited transcript (pdf)

30 March 2004

Safe Harbors

Moderator: Richard Rowe

Presenter(s): Edward Fleischman, Peter Romeo

• audio (mp3)
• edited transcript (pdf)

26 February 2004

Fireside Chat - Transformation of Wall Street

Moderator: Donald Langevoort

Presenter(s): Joel Seligman

• audio (mp3)
• edited transcript (pdf)