www.sechistorical.org

Programs

• 2001
• 2002
• 2003
• 2004
• 2005
• 2006
• 2007
• 2008
• 2009
• 2010
• The Best of NERA

12 records in this section.

01 November 2005

Fireside Chat - Professional Responsibility

Moderator: Theresa Gabaldon

Presenter(s): Barry Melancon, Thomas Morgan

• audio (mp3)
• edited transcript (pdf)

20 October 2005

Enforcement Remedies

Moderator: Theodore Levine

Presenter(s): Ralph Ferrara, William McLucas, Mary Schapiro, Linda Thomsen

• audio (mp3)
• edited transcript (pdf)

20 September 2005

Fireside Chat - Cross-Border Regulation

Moderator: Theresa Gabaldon

Presenter(s): Louis Bevilacqua, Richard Booth

• edited transcript (pdf)
• audio (mp3)

27 July 2005

The Best of NERA 2005

Moderator: Theresa Gabaldon

Presenter(s): David Ellis, James Jordan, Stephanie Plancich

• audio (mp3)
• edited transcript (pdf)

14 June 2005

Fireside Chat - Regulation FD and Real-Time Disclosure

Moderator: Theresa Gabaldon

Presenter(s): Dixie Johnson, Laura Unger

• audio (mp3)
• edited transcript (pdf)

09 June 2005

Crisis and Resolve - The SEC and the Securities Industry Remember September 11, 2001 (Sixth Annual Meeting)

Moderator: Wayne Carlin

Presenter(s): Edward Kwalwasser, Annette Nazareth, Harvey Pitt, Thomas Russo

• audio (mp3)
• edited transcript (pdf)

27 April 2005

Developments in the Mutual Fund Industry - Recent Developments

Moderator: Matthew Fink

Presenter(s): Kathryn McGrath, Robert Pozen, James Riepe

• audio (mp3)
• edited transcript (pdf)

19 April 2005

Fireside Chat - Executive Compensation

Moderator: Theresa Gabaldon

Presenter(s): Lawrence Mitchell, Kerry Moynihan

• audio (mp3)
• edited transcript (pdf)

29 March 2005

Developments in the Mutual Fund Industry - Money Market Funds

Moderator: Martin Lybecker

Presenter(s): John McGonigle, Robert Plaze, David Silver

• audio (mp3)
• edited transcript (pdf)

22 March 2005

Developments in the Mutual Fund Industry - Insurance Companies

Moderator: Richard Phillips

Presenter(s): Gary Cohen

• audio (mp3)
• edited transcript (pdf)

08 March 2005

Developments in the Mutual Fund Industry - Banks

Moderator: Matthew Fink

Presenter(s): Michael Bleier, Martin Lybecker

• audio (mp3)
• edited transcript (pdf)

15 February 2005

Fireside Chat - Shareholder Rights

Moderator: Theresa Gabaldon

Presenter(s): Nell Minow

• audio (mp3)
• edited transcript (pdf)